Securities Licensing Insurance Licensing Insurance Continuing EducationClass SchedulesJuly–September 2015Texas
Campus LocationsArlingtonHouston–NorthSan AntonioKaplan ProfessionalSchoolsTexas School ofBusiness NorthKaplan CollegeSan Pedro2241 S. Watson Rd,Suite 181711 East Airtex Drive7142 San Pedro Ave,Ste. 100Arlington, TX 76010Houston, TX 77073San Antonio, TX 78216Houston–MainFriendswoodNorris Conference CenterTexas School ofNorris Conference Center – Houston WestchaseBusiness Friendswood2525 W. Anderson Lane 9990 Richmond3208 FM 528Avenue, Ste. 102Austin, TX 78757Friendswood, TX 77546Houston, TX 77042AustinDallasKaplan College12005 Ford Rd.Dallas, TX 75234Meet Our StaffInstructional StaffDonald BagozziGail BarnhartCristina BattleCharles BerryWalt BronsonAngelo GonzalezCarla KutzDale DeShazoGerhard FrankeJames HeitmanDoug HildrethRitchie HolmesAdministrative StaffDana PatkowskiMarietta OliverJanice MartinMarci MarmorRonald MenelyWilliam MertzJames ParsonsRay RosenbergChris SelfGoulding StoddardMarie SychowskiMenno SytsmaDon TernierThomas Vance
Texas Workforce Commission Refund Policy1. Refund computations will be based on the period of enrollment computed onbasis of course time (clock hours).2. The effective date of termination for refund purposes will be the earliest of thefollowing:(a) the last date of attendance; or(b) the date of receipt of written notice from the student.3. If tuition and fees are collected in advance of entrance, and the student does notenter school, not more than 100 shall be retained by the school.4. If the student fails to enter the seminar, withdraws, or is discontinued at anytime before completion of the seminar, the student will be refunded the pro-rataportion of the tuition, fees, and other charges that the number of class hoursremaining in the seminar after the effective date of termination bears to the totalnumber of class hours in the seminar.5. A full refund of all tuition and fees is due in each of the following cases:(a) an enrollee is not accepted by the school;(b) if the seminar of instruction is discontinued by the school, and this preventsthe student from completing the seminar; or(c) if the student’s enrollment was procured as a result of any misrepresentationby the owner or the representatives of the school.6. REFUND POLICY FOR STUDENTS CALLED TO ACTIVE MILITARY SERVICE.A student of the school or college who withdraws from the school or college as aresult of the student being called to active duty in a military service of the UnitedStates or the Texas National Guard may elect one of the following options foreach program in which the student is enrolled:(a) i f tuition and fees are collected in advance of the withdrawal, apro-rata refund of any tuition, fees, or other charges paid by the student forthe program and a cancellation of any unpaid tuition, fees, or other chargesowed by the student for the portion of the program the student does notcomplete following withdrawal;(b) a grade of incomplete with the designation “withdrawn-military” for thecourses in the program, other than courses for which the student haspreviously received a grade on the student’s transcript, and the right tore-enroll in the program, or a substantially equivalent program if thatprogram is no longer available, not later than the first anniversary of thedate the student is discharged from active military duty without paymentof additional tuition, fees, or other charges for the program other than anypreviously unpaid balance of the original tuition, fees, and charges for booksfor the program; or(c) the assignment of an appropriate final grade or credit for the courses in theprogram, but only if the instructor or instructors of the program determinethat the student has:(i.) s atisfactorily completed at least 90 percent of the requiredcoursework for the program; and(ii.) d emonstrated sufficient mastery of the program material toreceive credit for completing the program.7. Refunds will be totally consummated within 60 days after the effective dateof termination.Please forward any complaints to:Texas Workforce Commission, Careers Schools and Colleges101 E. 15th St., Suite 226T, Austin, TX 78778-0001Ph: 1.512.936.3100 Fax: tudentsThe information contained in this brochure is trueand correct to the best of my knowledge.Dana PatkowskiSchool Director—SouthwestKaplan Professional SchoolsApproved and Regulated by the Texas Workforce Commission, Career Schoolsand Colleges, Austin, Texas.Pricing, class dates, and locations are subject to change. All classes have 10-minute breaks eachhour and full-day classes have a one-hour lunch break. Please arrive 15 minutes early to class. If youmiss a portion of class, please discuss make-up with your instructor. Students may enroll in class upto start of first day of class. Students may retake classes after failed test attempt within one year ofclass purchase. We reserve the right to remove disruptive students from class. Refunds will be givenon a prorated basis. Readmission is taken on a case-by-case basis.
Insurance Continuing Education2015 Texas Class ScheduleTexas State Requirements for CEAll Texas resident licensees must complete 30 hours of CE during every 2-year reporting period, including 2 hours of ethics. At least half(15 hrs) of the CE hours must be completed in a classroom setting or with classroom equivalent courses.DallasArlingtonCourse TitleJulAug SepTimeRetirement Planning Strategies, 1st Edition, Revised23248:00am–12:00pmThe Ins and Outs of Group Insurance23241:00pm–5:00pmSocial Security: Now and the Future?, 2nd Edition24258:00am–12:00pmRegulation and Ethics in the Insurance Industry24251:00pm–4:00pmEstate Planning Techniques: Understanding Trusts,Buy-Sell Agreements, and Special PlanningConsiderations, 1st Edition, Revised20Disability Income Insurance: Safeguarding Your Future201:00pm–5:00pmMedicare and Medicare Supplements:Closing the Coverage Gap, 1st Edition, Revised218:00am–12:00pmEthics for Insurance Professionals: A Practical Guide211:00pm–4:00pm8:00am–12:00pmCourse TitleJulJul938:00am–12:00pmDisability Income Insurance: Safeguarding Your Future931:00pm–5:00pmMedicare and Medicare Supplements: Closing theCoverage Gap, 1st Edition, Revised1048:00am–12:00pmEthics for Insurance Professionals: A Practical Guide1041:00pm–4:00pmRetirement Planning Strategies, 1st Edition, Revised6The Ins and Outs of Group Insurance61:00pm–5:00pmSocial Security: Now and the Future?, 2nd Edition78:00am–12:00pmRegulation and Ethics in the Insurance Disability Income Insurance: Safeguarding Your Future9171:00pm–5:00pmMedicare and Medicare Supplements: Closing theCoverage Gap, 1st Edition, Revised10188:00am–12:00pmEthics for Insurance Professionals: A Practical Guide10181:00pm–4:00pmRetirement Planning Strategies, 1st Edition, Revised138:00am–12:00pmThe Ins and Outs of Group Insurance131:00pm–5:00pmSocial Security: Now and the Future?, 2nd Edition148:00am–12:00pmRegulation and Ethics in the Insurance Industry141:00pm–4:00pmCourse TitleJulAugSepTimeRetirement Planning Strategies, 1st Edition, Revised278:00am–12:00pmThe Ins and Outs of Group Insurance271:00pm–5:00pmSocial Security: Now and the Future?, 2nd Edition288:00am–12:00pmSepTimeRetirement Planning Strategies, 1st Edition, Revised138:00am–12:00pmThe Ins and Outs of Group Insurance131:00pm–5:00pmSocial Security: Now and the Future?, 2nd Edition148:00am–12:00pmRegulation and Ethics in the Insurance Industry141:00pm–4:00pmTexas CE AdvantagePay for 15 or more credits and receive 10% off.*Use discount code: CETX15!To use the CE Advantage discount, students must enroll and pay for all classes at thetime of registration.*Offer expires 12/31/15. Call in offer only.39 3 credit hoursRegulation and Ethics in the Insurance IndustryAugCE Advantage 10% OFF!*Houston–NorthJul8:00am–12:00pmSan AntonioAugEstate Planning Techniques: Understanding Trusts,Buy-Sell Agreements, and Special PlanningConsiderations, 1st Edition, RevisedCourse TitleTimeEstate Planning Techniques: Understanding Trusts, BuySell Agreements, and Special Planning Considerations,1st Edition, RevisedHouston–MainCourse TitleAug Sep2849 4 credit hours89 8 credit hours1:00pm–4:00pmCourses highlighted in purple meet Ethics requirements.These courses are not regulated or approved by the Texas Workforce Commission, Career Schools and Colleges.800.211.4346 www.kaplanfinancial.com/ice-texas
Insurance Licensing2015 Texas Class ScheduleHow to Obtain Your Insurance LicenseProperty and Casualty Exam Prep3 days/27 hours1. You must be at least 18 years of age and have a basicunderstanding of the industry to attend our classes.Class Times: 8:00 am–6:00 pm2. Create an account with Pearson Vue at www.pearsonvue.com.3. Enroll in a Kaplan Financial Education exam prep class by callingKaplan Financial Education Customer Service at 800.211.4346 orenrolling online at www.kaplanfinancial.com/ins-texas.4. Take your test within five days of class (test completion is notnecessary for those obtaining a temporary license) and passwith 020–22Arlington31–Sep –22Houston–Main3 days/24 –2610–1231–Sep 23–517–1931–Sep 23–510–1224–2617–193–517–1931–Sep ston–NorthSan ��1628–30HoursGeneral InsuranceLife Insurance PlansLife Insurance Provisions and RidersAnnuitiesTaxes and Retirement PlansRegulationsHealth Insurance and HMOsInsurance for SeniorsLong-Term CareGroup InsuranceQuizzes, Practice Tests & Reviews 25922222.5231115.516 hours Life Agent Exam PrepDays 1 & 2 of package2-day exam prep class with materials8–1031–Sep 2Class Times: 8:00 am–5:00 pmArlington14–1627–296–8Life, Accident and Health Exam Prep3–524–26 2993-day exam prep classwith materialsHouston–NorthSan –2621–23Topics21–23HoursWhat Is an Insurance AgentWhat Is InsuranceInsurance ContractsProperty and Casualty BasicsAutomobile InsuranceDwelling and HomeownersOther Coverage and OptionsCommercial Package Policy and FormsCommercial General LinesWorkers’ CompensationQuizzes, Practice Tests & Reviews22222.5322225.5 25918 hours Personal Lines Exam PrepDays 1 & 2 of package2-day exam prep class with materials 2993-day exam prep classwith materialsTopics highlighted in purple are covered in the Personal Lines Exam Prep Class.Quizzes, practice tests, & reviews are 2.5 hours.Adjuster—Property and Casualty*Class Times: 8:00 am–5:30 pmDallasHouston–MainSan Antonio Topics highlighted in purple are covered in the Life Agent Exam Prep Class.Quizzes, practice tests, & reviews are 3.5 14–174694-day exam prepclass with materialsAdjuster—Workers’ Compensation*Class Times: 8:00 am–5:30 pmJul*These courses are not regulated or approved by the TexasWorkforce Commission, Career Schools and Colleges.AugArlington 469800.211.4346 www.kaplanfinancial.com/ins-texasSep28–Oct 14-day exam prepclass with materials
Securities Licensing2015 Texas Class ScheduleHow to Obtain Your Securities License4. Schedule an appointment for the licensing exam with PrometricTesting Centers at www.prometric.com/finra three to four weeksbefore the class begins. The appointment will be canceled if youare not approved for testing on the basis of submission of theForm U-4.1. You must be at least 18 years of age and have a basicunderstanding of the industry to attend our classes.2. Submit your Form U-4 to your employer pursuant to theemployer’s requirements. A window to take the exam willnot be opened without a Form U-4 submission.5. For optimum results, plan to do some pre/post-study. Also, planfor homework questions each night and two to three days ofreview before taking your licensing exam.3. Enroll in a Kaplan Financial Education securities licensingcourse four to six weeks before the class date bycalling Kaplan Financial Education customer service at800.211.4346 or enrolling online atwww.kaplanfinancial.com/sec-texas.6. Take your test within five days of completing the class, and gointo the exam with confidence!Series 65 15 hoursSeries 63 5.5 hoursSeries 66 15 hours8:30 am–5:30 pm8:30 am–5:30 pmUniform Securities Agent State LawUniform Investment Adviser LawUniform Combined State LawRequired of individuals soliciting thepurchase or sale of securities within a state.This exam may be required in addition toother exams.Required of individuals acting as or solicitingfor the service of investment advisers.This exam may be required in addition toother exams.Required of individuals acting as orsoliciting for the service of investmentadvisers and soliciting the purchase or saleof securities within a state.Registration of Person2 hrsState Registration of Securities1.5 hrsUnethical Business Practices1 hrThe Administrative Provisionsof the Uniform Securities Act1 hrSecurities1.5 hrsBonds, Cash, and Cash Equivalents1 hrAnnuity Plans, Options, Dir. Part.Prog. Invest., Comp. Sec.1 hrFederal Securities Regulations2 hrsState Regulation Under the UniformSecurities Act (USA)1.5 hrsFederal and State Regulation ofInvestment Advisers and TheirRepresentatives3 hrsTrading Securities, Retirement Plans1.5 hrsProfiles, Risks, Economics,Quantitative Evaluation2.5 hrsInvest. Advisers Act of 1940,Unethical Practices2.5 hrsInvestment Vehicle Characteristicsand Trading Markets3 hrsUniform Securities Act3.5 hrs2 hrsFederal Securities Regulations1.5 hrsClient Profiles, Portfolio Strategies,and TaxationRetirement Plans1 hrQuantitative Measures andInvestment Risks1.5 hrsHomework ReviewSeries 65ArlingtonAustinDallasHouston–MainSan Antonio 129OnDemand onlineclass with materials –1810–112–day exam prepclass with materialsSeries 66ArlingtonAustinDallasHouston–MainSan Antonio 2691 day exam prepclass with materialsCan’t attend a live class?Kaplan offers self-study solutions that allow you to study from the comfort of your own home.Visit www.kaplanfinancial.com/sec-texas to learn more.800.211.4346 www.kaplanfinancial.com/sec-texasSep2–317–18
Securities Licensing2015 Texas Class ScheduleHow to Obtain Your Securities License4. Schedule an appointment for the licensing exam with PrometricTesting Centers at www.prometric.com/finra three to four weeksbefore the class begins. The appointment will be canceled if you arenot approved for testing on the basis of submission of the Form U-4.1. You must be at least 18 years of age and have a basicunderstanding of the industry to attend our classes.2. Submit your Form U-4 to your employer pursuant to theemployer’s requirements. A window to take the exam will notbe opened without a Form U-4 submission.5. For optimum results, plan to do some pre/post-study. Also, planfor homework questions each night and two to three days of reviewbefore taking your licensing exam.3. Enroll in a Kaplan Financial Education securities licensingcourse four to six weeks before the class date by callingKaplan Financial Education customer service at 800.211.4346or enrolling online at www.kaplanfinancial.com/sec-texas.6. Take your test within five days of completing the class, and go intothe exam with confidence!Series 7 30 hoursSeries 6 15 hoursSeries 24 15 hours8:30 am–5:00 pm8:30 am–5:00 pm8:30 am–5:00 pmInvestment Company Products/VariableContracts Limited RepresentativeGeneral Securities RepresentativeGeneral Securities PrincipalRequired of individuals soliciting thepurchase or sale of redeemable securities(mutual funds), variable contracts (variableannuities), and insurance premium fundingprograms (variable life) issued by insurancecompanies.Required of individuals soliciting thepurchase or sale of corporate, municipal,and U.S. government securities, options,direct participation programs, investmentcompany products and variable contracts.Required of individuals responsible for themanagement or supervision of a member’sinvestment banking or securities business.The Series 24 qualifies an individual as aGeneral Securities Principal.Intro, Equity and Debt Securities2.25 hrsCourse Intro/Testing Techniques1 hrSupervision of Investment BankingSecurities Markets1 hrEquities1 hrInvestment Risk Types,Investment Companies1 hrDebt SecuritiesSupervision of InvestmentCompany Offerings4 hrsMunicipal SecuritiesMutual Funds2 hrsVariable Annuities, Life Contracts,Retirement Plans2 hrsSecurities Regulations1.5 hrsHomework Review1 hrFinal Review1 hrPractice Tests and FinalPractice Exam3.25 hrsOptionsAccounts, Customer and MarginIssuing and Trading SecuritiesRetirement Plans, Variable AnnuitiesDirect Participation Programs 269Jul6–723–2413–14Aug31–Sep 13–410–1120–21Sep8–92-day exam prepclass with materialsSecondary Markets5.5 hrsSupervision of Brokerage Operations3 hrs1 hrSupervision of Sales and Compliance3 hrs2 hrs2 hrsU.S. Government Rulesand Regulations1 hr on of Financeand Administration2.5 hrs1 hrEconomics and AnalysisSeries 7ArlingtonAustinDallasHouston–MainSan Antonio2.5 hrs0.5 hrHomework Review, Practice Test,and Final Practice ExamSeries 6ArlingtonAustinDallasHouston–MainSan Antonio1 hr4.5 hrs4.5 hrsBrokerage Support Services, Invest.Company Products3 hrs2 hrsAugSep8–1117–2014–1721–244-day exam prepclass with materialsSeries 24Arlington 449800.211.4346 -day exam prepclass with materials
“I had lost my job and was looking for a new career. I found an insurance companythat I wanted to work with, and they required me to be licensed. I chose Kaplan dueto their expertise, quality of courses, and their leadership position in the industry.It was the best thing I ever did. I passed the exams and went on to be #2 in the countryfor my company. I owe it all to Kaplan and would never hesitate to recommend them”enthusiastically to anyone.– A. WeltyStart your success story today!At Kaplan Financial Education, their mission is to help you achieve your educationaland career goals with proven strategies to help you score higher, work smarter, andperform better. Make your prep time more productive with Kaplan. Study anytime,anywhere and take advantage of their great instructors and excellent material.Stay connected!Kaplan, Inc. is the largest subsidiary of Graham HoldingsCompany, a diversified education and media companywhose principal operations include educational services,television broadcasting, cable television systems, andonline, print, and local TV news (NYSE: GHC).MRKT-18546
Dallas Kaplan College 12005 Ford Rd. Dallas, TX 75234 Houston–North Texas School of Business North 711 East Airtex Drive Houston, TX 77073 Houston–Main Norris Conference Center – Houston Westchase 9990 Richmond Avenue, Ste. 102 Houston, TX 77042 San Antonio Kaplan College San Pedro 7142 San Pedro Ave, Ste. 100 San Antonio, TX 78216 .