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THE CFP PROFESSIONAL CERTIFICATE PROGRAMThe University of Dallas in partnership with Zahn Associates, Inc., provides a focused CFP Boardregistered education program that allows you to complete the education course requirement injust 10 months and has you ready to sit for the exam in the November 2022 test window.Over 100 students have gone through the UD program since 2011 and our average pass rate, ofstudents who have tested, is 90%; national average is 62%.PROGRAM STRUCTURE Program 10 months in total Each class 4 weeks in length No admissions requirementsSeven Courses W1: Friday: 5:30p – 9:30p & Saturday: 8:30a – 5:30p W2: Friday: 5:30p – 9:30p & Saturday: 8:30a – 5:30p W3: Saturday: 8:30a – 5:30p W4: Saturday: 8:30a – 3:30pWeekend FormatCost 800 per class- includes course materials Program cost: 5,600 No application fee Pay as you go. Billed only one class at a time.Certificate of Completion Issued by University of Dallas to all studentscompleting all seven classes.CLASS STRUCTUREEach of the classes includes the following: Course materials (included in tuition)o Textbooko Zahn Workbooko Extensive Case StudiesModality: Online Live – studentswill attend class online utilizingUD’s LMS.10 Lessons(weeks 1-3)2-3 CaseStudies(weeks 3-4)Final Exam(week 4)Financial Plan(due week 3)Classes start September 10, 2021CENTER FOR EXECUTIVE EDUCATION UNIVERSITY OF DALLAS 1845 E. Northgate Drive, Irving, TX 75062www.udallas.edu/executiveed [email protected]

WHY THIS PROGRAM? No hidden fees – Course materials are included in the tuition. Zahn course materials include more case studies to give you real world scenarios which help you onthe exam and when you are a professional CFP. All courses are taught by financial services professionals who have earned their CFP certification. More contact time with CFP professionals who help mentor you through the classes and are therefor you throughout the application process. UD’s smaller class size allows for more personal interactions with the instructors and otherstudents. Students who complete this program and the Zahn Live Review have a 90% pass rate.o For students who don’t pass our partner Zahn Associates Inc. will provide additional exampreparation assistance with CFP credentialed instructor to help them pass. Convenient learning format – Online Live sessions, these sessions are interactive and requirestudents to have a web camera and microphone. Students will take classes online with a liveinstructor. Our program is a CFP Board Approved, registered education program and completes the educationrequirements in just 10 months. Live classes featuring Ken Zahn materials. Pay as you go. We only bill for one class at a time. Class is structured for the working professional utilizing a Friday and Saturday class format. Certificate of Completion and Digital Badge (see section for more information) from UD forstudents who complete all 7 classes in our program.COURSE CREDITThis is a non-credit, certificate program, students will not receive college credit. Due to the format of theprogram, students are required to attend entire posted class schedule. Upon an absence, class work mustbe completed in a timely manner.STUDENT RESPONSIBILITIES Pre-read textbook. approximately 2 hours each week, depending on reading speed.Bring course materials to class: textbook, Zahn book, calculator.Complete the financial plan and submit according to the instructor.Attendance is MANDATORY.o Missing class sometimes happens and we have a process in place to help make-up missedclass time. More details about missing/make up class information will be provided in thestudent packet. Missed lessons and work need to be made up through recorded online lessonsprior to the next class. There is a 25 fee per missed lesson. Missed lessons arefound in the Zahn Student Portal, fees will be paid directly to Zahn. Missed lessons must be completed 2 days before next class starts. Lessons wouldbe due Wednesday if next class is a Friday, or Thursday if next class is a Saturday.o Estate Planning & Capstone Classes: There are NO make-up lessons. Students who miss anylessons or class will be required to take the ENTIRE CLASS in the online format throughZahn.www.udallas.edu/executiveed [email protected] 2020Page 2 of 13

TUITIONTuition is 800 per class and includes all course materials.Total Program cost: 5,600You will be provided a paid invoice from the University of Dallas within three business days of submittingyour payment.Classes are billed one class at a time. Student who register for entire program, can withdraw from theprogram at any time and will only be required to pay for the classes attended.HOW TO WITHDRAW FROM COURSE OR PROGRAMStudents are required to withdraw by filling out our online withdraw form. We cannot accept withdrawrequest via phone call or email. Link to withdraw form:https://udallas.co1.qualtrics.com/jfe/form/SV e9GZiKtiATo9sB7REFUNDSRefunds are available if: Student withdraws before the first night of class Materials (if received) have been returned unused and in new condition.o If materials are returned with any marks, student will be required to purchase materials.No refunds after class begins and/or after student has attended class.HOW TO SIGN UP: REGISTRATIONUD has a hard maximum of 20 students allowed in any class in the program. Registrations are handled on afirst come first served basis. In the event that a registration comes in after the 20th registration, thatstudent will be contacted by UD and put on a waiting list to allow him/her to be given a seat in the class ifanother student withdraws. Registration deadline is August 30, 2021 for General Principles.1. Fill out registration form: http://bit.ly/CFPRegistration2. Submit payment for first class. Use this link to be brought to the General Principles payment page:https://cpd.udallas.edu/p-6943-cpdf.aspxA. Click on the “Pay Now” button, this will put the class into the cart. Click the “CheckoutNow” button. This will bring you to the account login screen. Since you are a new studentclick the “Register & Checkout” button. Follow the screens to create your account and payfor the course. The system will email you a copy of the receipt and send UD a notificationof the payment.B. UD will send you an email, within three business days, confirming your registration andproviding you with a paid invoice.c. You are all set. Materials will be shipped to you directly from Zahn Associates, Inc. oneweek prior to the start of class.www.udallas.edu/executiveed [email protected] 2020Page 3 of 13

DIGITAL BADGE: PERSONAL FINANCIAL PLANNING CERTIFICATEStudents who successfully complete the entire program (classes FP100– FP700) will earn the Personal Financial Planning Certificate digitalbadge. This badge is issued by the University of Dallas.Earners of this badge understand how to approach personal financesethically and holistically, including all aspects of financial planning;including general principles of financial planning, ethical andprofessional conduct, personal risk management with insuranceplanning, retirement strategies which including savings, investments,and income planning, income tax planning, estate management, andmost importantly how to bring these elements together into acomprehensive and actionable roadmap for their clients. Badge earnershave shown they are experts in all aspects personal financial planning.How to earn: Complete all seven classes including all assignments, tests, and final exam at 70% or better;create and present a financial plan; attend 273 hours of instructor led training.This badge shows students have completed a CFP Board registered program; which can be submitted forthe coursework requirement.What is a digital badge?More advanced than a certificate, a digital badge is a micro-credential that contains detailed informationabout the learning experience and the knowledge gained. It is shareable across the internet, includingLinkedIn. Each badge comes with searchable meta-data linked to an individual and the earned badge.EARNING THE CERTIFICATE AND CERTIFICATE BENEFITSCompletion of this program allows students to earn the Certificate in Financial Planning, and the student’scompletion is also submitted to the CFP Board as verification the student has completed a CFP Boardapproved and registered program. This education verification completes one of the criteria a student mustmeet to sit for the Certified Financial Planner exam. University of Dallas does not issue the CFP certification. The cost of the exam is not included in our tuition fees.Students with prior coursework from other institutions can still earn this certificate. UD requires a studentto complete four of the seven classes within our program, which includes FP700.www.udallas.edu/executiveed [email protected] 2020Page 4 of 13

OUR TEAM: FACULTYSean Britt, CFP Sean joined the financial services industry in 2012 at Fidelity Investments and thenjoined Merrill Lynch in 2015 where he served individuals, their families, and theirbusinesses by crafting personalized plans tailored to their goals. In 2019, Sean moved toJ.P.Morgan Chase as a Goals-Based Specialist where he works with advisors internallyon how to have meaningful conversations with clients through Goals-Based Advice andhow to illustrate advice with the Goals-Based Analysis.Sean holds the CERTIFIED FINANCIAL PLANNER (CFP ) certification awarded by the Certified FinancialPlanner Board of Standards, Inc., and holds the Series 7 and 66 FINRA registrations as well as his Texas life,health and variable annuity insurance licenses. He is a graduate of Midwestern State University, with a BBAdegree in Finance.Sean is a native Texan, who, in his spare time, enjoys traveling with his wife, Kati. In addition to traveling,they enjoy spending time with family and their 3 pets.Sean is an adjuct faculty member at the University of Dallas and a member of FPA Dallas/Fort Worth.Email: [email protected] Carlson, MBA, CFP Bryan Carlson has over 16 years in the financial services industry. Currently Bryanworks maintaining a book of high net worth client relationships. Bryan's primary focusincludes specializing in managed accounts, while supporting his clients on variousfinancial planning topics including retirement, estate and tax planning.Bryan Carlson earned his BBA in Finance from Texas A&M University in May 2000, and aMBA in Financial Services from the University of Dallas in December 2008. He currentlyholds the FINRA 7, 63, 66 and Texas Life & Health licenses in addtion to obtaining the CERTIFIED FINANCIALPLANNER certification in 2016.Bryan is an adjunct faculty member at the University of Dallas and a member of FPA Dallas/Forth Worth.Email: [email protected] Jarrell, CPA, CFP , IAR Rodney Jarrell, CPA, CFP , IAR is a CERTIFIED FINANCIAL PLANNER professional withLakeview Financial Solutions and has been a Certified Public Accountant since 1981.After spending many years in the financial industry where he helped hundreds ofpeople with their life plan, he moved into the retirement and college planning industry.Rodney became interested in retirement planning when more and more of his collegeplanning clients started asking for help with their retirement plans. With diligentanalysis and research, he has helped many families navigate their way through the minefield of retirementplanning.Rodney Jarrell has both a Bachelor’s degree and a Master of Business Administration (MBA) degree fromBaylor University in Waco, Texas. He has been married to his wife Janice for 42 years and has two childrenand one grandson. His daughter Kirsten is a Doctor of Audiology in Rowlett and his son Mark is anIntegration Architect in Austin.www.udallas.edu/executiveed [email protected] 2020Page 5 of 13

Rodney is an adjunct faculty member at the University of Dallas and an FPA member of Dallas/Fort Worth.Email: [email protected] Stetz, MBA, MS-Finance, CFP Steve was born in Kansas and lived in Oklahoma before moving to Texas in 1992. Hehas worked for a leading financial services firm since 2011 where his goal is toempower and educate his clients. His current role focuses on fee based discretionarymanaged accounts. He partners with clients each day to help them determine anappropriate asset allocation for their investment portfolios, as well as create andsustain successful financial plans. Throughout his career in financial services, he hasbeen consistently recognized for his performance and leadership. He has also served as a mentor to newerrepresentatives where he helped his peers succeed in their role and increase their knowledge of thefinancial markets.Steve became a CFP professional in July 2014. Along with his certification he also holds the FINRA 7, 63,Texas Life & Health, and Texas Property & Casualty insurance licenses. He received a B.B.A. in Managementin 2005 from Texas Tech University. After working for 3 years, he went back to attend graduate school inAugust of 2008 where he received an MBA and a Master of Science in Personal Financial Planninggraduating in December 2010.He and his wife, Allison, have been married since 2007 and have 2 amazing sons, Mason and Jackson.Outside of work, Steve enjoys spending time with his family and attending their children’s many activitiesincluding baseball, soccer, and Cub Scouts.Steve is an adjunct faculty member at the University of Dallas and teaches Live Review classes around theUS. Steve is a member of FPA Dallas/Fort Worth.Email: [email protected] Truitt, CFP , MS, CRPC , MPAS Brandon worked at Fidelity Investments for 14 years in a variety of leadership rolesfocusing on workplace benefits and financial plan delivery. During his tenure there hehelped launch their executive compensation group, workplace guidance department,and was in charge of operational execution for over 300 financial planningprofessionals. These teams address a myriad of investment issues specializing inemployee benefits like DC plans, DB plans, investing products, accounts, and services.In addition to the CFP designation, Brandon also holds the MPAS and CRPC designations.Brandon currently teaches in Dallas, but grew up in Austin, Texas. He attended McNeil High School as wasrecognized as a National Merit Scholar, National AP Scholar, and graduated top ten in his class. He earnedhis undergraduate degree studying English and Philosophy from Texas A&M University. There, he wasrecognized as a University Scholar and Lechner Scholar by the honor's department. Brandon also holds aMaster's of Science in Personal Financial Planning and is currently working towards his FP&A designationspecializing in corporate financial planning.www.udallas.edu/executiveed [email protected] 2020Page 6 of 13

In his spare time Brandon is a member of the Dallas Fort Worth FPA chapter and likes to read, write, playtennis, and work on home improvement projects. He currently teaches live review classes and offersprivate exam tutoring.Brandon is an adjunct faculty member at the University of Dallas and teaches Live Review classes aroundthe US. Brandon is a member of FPA Dallas/Fort Worth.Email: [email protected] TEAM: ADMINISTRATIVE SUPPORTUniversity of Dallas:Zahn Associates, Inc.:Jennifer Howard [email protected] [email protected] 800-881-1941SCHOLARSHIP OPPORTUNITIES“The Kitces.com CFP Certification Scholarship Database, which has collected all the available information on186 CFP scholarship awards across 39 CFP scholarship programs available for aspiring CFP professionalstrying to break into the industry (as well as seasoned financial advisors looking to earn their CFP marks).The database is structured to help prospective planners filter by background and location to find thescholarship that fits their needs, from merit-based programs to needs-based scholarships and thosedesigned to support under-represented populations.”1 To view the scholarships, please lor/?utm source Nerd%E2%80%99s Eye View %7C Kitces.com&utm campaign 4d585fe2e7NEV MW&utm medium email&utm term 0 utiveed [email protected] 2020Page 7 of 13

RESOURCESCFP Board Website – Home page: http://www.cfp.net/CFP Board Website – About Certification page: http://www.cfp.net/become-a-cfp-professionalCFP Board Website – Set up a CFP Board Account page: -your-online-cfp-board-accountCFP Board Website – Applications & Resources page: P Board Website – CFP Renewal Requirements: ationrenewalFidelity Reimbursement: ric Testing: www.prometric.comRegistration Form: http://bit.ly/CFPRegistrationUD CFP Certification Program Website:https://www.udallas.edu/cob/executive education/career enhancement/certification preparation/finance/cfp/index.phpZahn Website: http://www.kenzahn.com/QR Code to Registration FormCFP Board NotificationCertified Financial Planner Board of Standards Inc. (CFP Board) owns the certification marks CFP ,CERTIFIED FINANCIAL PLANNER , CFP (with plaque design), and CFP (with flame design) in the U.S.,which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoingcertification requirements.www.udallas.edu/executiveed [email protected] 2020Page 8 of 13

CALCULATOR RECOMMENDATIONSHP 10II Financial Calculator (Suggested retail price 39.99)Information retrieved from www.hpshopping.comSpecifications:The HP quality keypad allows you to minimize unwanted keypresses with large, soft edged keys and generous spacing. 12-character display Adjustable display contrast 2 shift functions Auto power off, after 10 minutes Read display results easily, even at angle Parentheses for grouping expressions Automatic constant 3-Key memory 15 storage registersHP 12C RPN Financial Calculator (Suggested retail price 69.99)Information retrieved from www.hpshopping.comSpecifications TVM (loans savings, and leasing) Amortization Bond price and yield to maturity Register based cash flow analysis NPV, IRR Memory for 20 cash flows SL, DB, SOYD depreciation methods % change, % of totalStatistical/Mathematical Features Cumulative statistical analysis Std. deviation, mean, weighted mean Linear regression Forecasting, correlation coefficient Total, x, x2, y, y2, xy , -, *, , , 1/x, , In, ex, LOG, 10x, x2 1-line x 10-digit LCD display Entry-system logic Three HP application-specific solutions books Size: 12.70 x 7.87 x 1.52 cm (5 x 3.1 x0.6 in)www.udallas.edu/executiveed [email protected] 2020Page 9 of 13

TI BAII PLUS Financial Calculator (Suggested retail price 29.99)Information retrieved from www.education.ti.comSpecifications Solves time-value-of-money calculations such asannuities, mortgages, leases, savings, and more Generates amortization schedules Performs cash-flow analysis for up to 24 uneven cashflows with up to four-digit frequencies; computes NPVand IRR Choose from two day-count methods (actual/actual or30/360) to calculate bond price or yield to maturity or tocall Four methods for calculating depreciation, book value, and remaining depreciable amount: SL, SYD,DB, DB with SL cross-over Depreciation Schedules Bond prices and yield to call or maturity Prompted display guides you through financial calculations showing current variable and label BGN/END payment setting Partial years Ten user memories Ten-digit display List-based one- and two-variable statistics with four regression options: linear, logarithmic,exponential and power Math functions include trigonometric calculations, natural logarithms, and powerswww.udallas.edu/executiveed [email protected] 2020Page 10 of 13

ABOUT CFP CERTIFICATIONAPPLICANT REQUIREMENTSThe CFP certification is the most recognized professional certification in the finance world. Thiscertification is granted by the Certified Financial Planner Board of Standards Inc. (CFP Board) has set thefollowing requirements to sit for the certification exam in order to maintain the validity and integrity of thecertification: Educationo CFP coursework component: Minimum 270 contact hours required (includes Capstone course) UD/Zahn program has 273 contact hours.o Bachelor’s Degree or higher (you will submit this paperwork to the CFP Board). Examination Experienceo 6,000-hour standard pathwayo 4,000-hour apprenticeship pathwayo visit CFP Board’s Website: certificationrequirements/experience-requirement EthicsTHE STEPS TO EARN YOUR CFP CertificationThe Certified Financial Planning Board of Standards Inc. has six steps to become a CERTIFIED FINANCIALPLANNER . For more information, contact the CFP Board. We have provided a five-page document from theCFP Board that reviews these steps in more detail. The basic overview of the steps:1. Complete your education requirements.2. Create a CFP Board Account. You will need this to register for the exam.3. Apply for and pass the CFP Certification Examination.4. Meet the minimum experience requirement.5. Pass Candidate Fitness Standards and Background Check.6. Pay the Certification Fees.Receive Authorization to Use the CFP logos and marks.EXAM DETAILS Three testing windows: March, July, and November National pass rate July 2018 was 62% overall and 68% for first time exam takers.o UD pass rate average: 89% (from 2011 – March 2020) Computer-based testing format Prometric facility 170 multiple choice questions Exam consists of two 3-hour sessions separated by a scheduled 40-minute break.CFP RECERTIFICATION – KEEPING YOUR CFP Certification Maintained through CFP Board website and account. Annual fee: 355 30 hours of continuing education (CE) in two years.o Two hours must be an approved ethics CE. Certification application must be completed every two years; only available after CE requirement hasbeen met.www.udallas.edu/executiveed [email protected] 2020Page 11 of 13

University of Dallas CFP Program Schedule – 2021-2022 Online Live* (Sept. – July)University of Dallas CFP Program Schedule –2021-2022RegistrationOnline Live Continued*Payment DueCourseTimesDatesDeadlineTuitionDate:Friday: 5:30-9:30pSeptember 10 & 11Saturday: 8:30a-5:30pFriday: 5:30-9:30pEXE FP100 7QZ:Week 2September 17 & 18August 30* 800August 30Saturday: 8:30a-5:30pGeneral PrinciplesSeptember 25Week 3 Saturday: 8:30a-5:30pOctober 2Week 4 Saturday: 8:30a-3:30p*Note: Aug. 30 registration and payment required in order to get course materials shipped from out of state for students.Registration Form: http://bit.ly/CFPRegistrationWeek 1CourseTimesDatesFriday: 5:30-9:30pSaturday: 8:30a-5:30pEXE FP200 7QZ:Friday: 5:30-9:30pInsurance Planning Week 2 Saturday: 8:30a-5:30pWeek 3 Saturday: 8:30a-5:30pWeek 4 Saturday: 8:30a-3:30pRegistration Form: http://bit.ly/CFPRegistrationWeek 1CourseTimesFriday: 5:30-9:30pSaturday: 8:30a-5:30pEXE FP300 8QZ:Friday: 5:30-9:30pInvestmentWeek 2Saturday: 8:30a-5:30pPlanningWeek 3 Saturday: 8:30a-5:30pWeek 4 Saturday: 8:30a-3:30pRegistration Form: http://bit.ly/CFPRegistrationCourseTimesOctober 29 & 30Friday: 5:30-9:30pSaturday: 8:30a-5:30pEXE FP400 8QZ:Friday: 5:30-9:30pWeek 2Income TaxSaturday: 8:30a-5:30pWeek 3 Saturday: 8:30a-5:30pWeek 4 Saturday: 8:30a-3:30pRegistration Form: http://bit.ly/CFPRegistrationPayment DueDate:September25 800October 1RegistrationDeadlineTuitionPayment DueDate:December 21 800December 21RegistrationDeadlineTuitionPayment DueDate:January 22 800January 15November 6November 13January 7 & 8, 2022January 14 & 15January 22January 29DatesWeek 1TuitionOctober 22 & 23DatesWeek 1RegistrationDeadlineFebruary 18 & 19February 25 & 26March 5March 12*Program could change modality to in person. UD will work with students to determine if and when modalitychanges.www.udallas.edu/executiveed [email protected] 2020Page 12 of 13

University of Dallas CFP Program Schedule –2021-2022 Online Live Continued* (Sept. – July)CourseTimesDatesFriday: 5:30-9:30pSaturday: 8:30a-5:30pEXE FP500 1QZ:Friday: 5:30-9:30pRetirementWeek 2Saturday: 8:30a-5:30pPlanningWeek 3 Saturday: 8:30a-5:30pWeek 4 Saturday: 8:30a-3:30pRegistration Form: http://bit.ly/CFPRegistrationWeek 1CourseTimesFriday: 5:30-9:30pSaturday: 8:30a-5:30pEXE FP600 IRV:Friday: 5:30-9:30pWeek 2Estate PlanningSaturday: 8:30a-5:30pWeek 3 Saturday: 8:30a-5:30pWeek 4 Saturday: 8:30a-3:30pRegistration Form: http://bit.ly/CFPRegistrationCourseTimesApril 8 & 9Week 1Payment DueDate:March 5 800March 20RegistrationDeadlineTuitionPayment DueDate:April 23 800April 8RegistrationDeadlineTuitionPayment DueDate:June 11 800June 25April 23April 30May 20 & 21June 3 & 4June 11June 18DatesFriday: 5:30-9:30pSaturday: 8:30a-5:30pFriday: 5:30-9:30pWeek 2Saturday: 8:30a-5:30pFriday: 5:30-9:30pWeek 3Saturday: 8:30a-5:30pRegistration Form: http://bit.ly/CFPRegistrationEXE FP700 IRV:CFP CaseStudy/CapstoneTuitionApril 1 & 2DatesWeek 1RegistrationDeadlineJuly 8 & 9July 15 & 16July 22 & 23Option (highly recommended): Take Zahn Live Review November 2022Students will be eligible to sit for the November 2022 CFP Certification Examination.*Program could change modality to in person. UD will work with students to determine if and when modalitychanges.www.udallas.edu/executiveed [email protected] 2020Page 13 of 13

THE CFP PROFESSIONAL CERTIFICATE PROGRAM The University of Dallas in partnership with Zahn Associates, Inc., provides a focused CFP Board registered education program that allows you to complete the education course requirement in just 10 months and has you ready to sit for th